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Securities and Exchange Commission

In PWD coverage since September 17, 2026 · 16+ stories

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regulation

The SEC's boring custody rule will outlast its crypto exemptions

A proposal covering both advisers and broker-dealers sits at the White House, and what it ratifies matters more to wealth platforms than what it permits.

products · Sep 22New York's first ESG-labeled GO sale is demand-side plumbing

practice · Sep 21E-delivery saves postage and hands advisors a consent ledger

tokenization · Sep 21The SEC built a venue rule. Tokenized stocks still have no buyers.

regulation · Sep 18CFTC claims crypto's venue rules without writing a word

the_wrap · Sep 18SEC proposes rescinding Rule 14a-8, ending the federal explanation for blocked proposals

the_tape · Sep 18The SEC's clock, not demand, decides the next ETF wave

practice · Sep 17Your firm's manual now decides which side gigs survive

regulation · Sep 17Congress is taxing staking before it says who regulates it

tokenization · Sep 17The SEC's tokenized-stock test rewards plumbing, not wrappers

regulation · Sep 17SEC opens tokenized equities, then caps them at 0.25%

regulation · Sep 17The SEC builds a 24-hour market on paper that expires

regulation · Sep 17Clarity’s failure hands U.S. crypto policy to two reversible agencies

regulation · Sep 17Clarity's failure hands crypto's rulebook to two reversible agencies

regulation · Sep 17The SEC's tokenization pass makes real stock ownership the entry ticket

the_wrap · Sep 17The shelf, not the queue, is semi-liquid's bind

Securities and Exchange Commission

The SEC's boring custody rule will outlast its crypto exemptions

The Morning Brief